REGULATORY COMPLIANCE PORTAL - (ADMIN)
[
Log In
]
Dashboard
Setups
Placement
Sub Category Placement
Interconnect Setup
Asset class Setup
Subclass Setup
Submissions
Fund Management
Financial Submissions
FM Compliance Report
Change Notices
CIS Financials
Broker Dealer
Financial Submissions
Change Notices
Compliance Report
Proprietary Report
Custodian/Trustee Scheme Report
Director Personal Note
DPN Submitted List
Print DPN Profile
DPN Change in Particulars
Approved Director List
New Applicants
Lawyers
Print Lawyers Form
Exchange Market
Traded Filled 2
Traded Filled
Dormant Security
Large Volume Shared Traded
Activity flaged by Clients
Activity flaged by Securities
Upload Export Orders
Daily Price Upload
Issuers
Listed Companies Financial
Auditors
Auditors Submission List
Print Auditors Form
Color Code Framework
Review Qualitative
Process Color Code
ColorCoding by Licensee
ColorCoding Summary
Licencing Applications
SECForm 1
Online Submissions
Print SECForm 1
SEC Form2
Online Submission
Print SECForm 2
SECForm 3
Form 3 Online Submissions
Print SECForm 3
User Approval
Reject Report
Fund Management
Financial Report
FM FUM Report
FM Placement Report
CIS FUM Report
CIS Placement Report
Proprietary Report
Custodian/Trustee
Scheme Details
Pensions
Interconnectedness
FM Inflow
FM Outflow
Broker Dealer
Financial Report
Client User Approval
Reports
CIS Reports
Financials - CIS
Semi Annual
Annual
Annual Ratio
Semi Annual Ratio
Semi Annual Submissions
Semi Annual Non Submissions
FUM Reports
FUM Submission List
FUM Non Submission List
FUM Investor Type
FUM Report
FUM Report Consolidated
Sub Fund
FUM Money Market
FUM Capital Market
FUM Cash Bank
FUM Report Summary
Industry Summary
Investment Details
Placement Report
Placement Submission List
Non Submission List
Placement Report
Placement Report Consolidated
Sub Fund
Placement by Sector
Placement by Category
Placement Pivot
Placement Summary
CIS Variance Report
FM Reports
Financials & Others
Monthly Reports
Monthly Submission
Non Monthly Submission
Late Monthly Submission
Min Cap. Req.(Monthly)
Monthly Analysis of Cashflow
Monthly Financial
Quarterly Reports
Quarterly Submission
Non Quarterly Submission
Late Quarterly Submission
Min Cap. Req(Quarter)
Quarter Analysis of CashFlow
Quarter Analysis
Quarterly Financials
Compliance Submission
Non Compliance Submission
Annual Reports
Submission List
Non Submission List
Annual Analysis
FUM Reports
FUM Submission List
FUM Non Submission List
FUM Report
FUM Investor Type
FUM Report Summary
Industry Summary
Industry Summary Type 2
Total FUM Summary
Investment Details
Placement Reports
Placement Submission List
Non Submission List
Placement Report
Placement by Sector
Placement Pivot
Placement by Category
Placement Summary
Placement summary licensee
Submission CheckList
FM Variance Report
Proprietary Reports
Monthly
Submission List
Non Submission List
Proprietary by Licensee
Proprietary Summary
Proprietary by Sector
Proprietary by ALL
Proprietary by ALL- Type2
Quarterly
Submission List
Non Submission List
Proprietary by Licensee
Proprietary Summary
Proprietary by Sector
Proprietary by ALL
Proprietary by ALL- Type2
Custodian/Trustee Reports
Pension
Pension Report
Pension Summary Report
Pension Report by Type of Fund
Submission List
Non Submission List
Scheme Details Report
Scheme Reports
Placement Report
Affiliate Report
Offshore Report
Submission List
Non Submission List
Broker Dealer
Monthly Reports
Monthly Submission
Non Monthly Submission
Late Monthly Submission
Min Cap. Req.(Monthly-BD)
Min Cap. Req(Monthly-IA)
Monthly Analysis
Proprietary Submission
Quarterly Reports
Quarterly Submission
Non Quarterly Submission
Late Quarterly Submission
Min Cap. Req(Quarter-BD)
Min Cap. Req(Quarter-IA)
Quaterly Analysis
Quaterly Analysis -Type 2
Ratio Analysis
Compliance Submission
Compliance Non Submission
Annual Reports
Submission List
Non Submission List
Annual Analysis
Annual Ratio
Change Notices
Interconnect
Inflow Report
Submission List
Inerconnectedness Report
By Regulatory Body
By Customer Category
Summary Report
Overall Summary Report
Outflow Report
Submission List
Inerconnectedness Report
By Regulatory Body
By Customer Category
Summary Report
Overall Summary Report
PRIT Report
FUM Summary
CIS Net Asset Value
CIS Performance
CIS Portfolio Allocation
FM Client Allocation
FM Portfolio Allocation
AUM Summary
Issuers
Listed Company
Quarterly Reports
Annual Reports
Exmarket
Average Daily Price
Average Daily Price by ALL
Average Summary by ALL
User Management
User List
Annual Non Submissions